CA, CGA, CMA Discipline Committee Decisions

Hearing decisions made by the Legacy Accounting Body Discipline Committees

Legacy CA Discipline Decisions (Published - See Note)

2014 Decisions
Name of Registrant Conduct of Standard Penalty
Herndier, Jason Competence (206.1) Letter of Reprimand; Fine: $5,000
Janzen, Arlene Competence; Integrity (202.1, 205) Letter of Reprimand; Fine: $7,500
Johnson, Clare Professional Behaviour (193.1, 193.2) Letter of Reprimand; Fine: $3,750
Kasha, Kevin Professional Behaviour (193.1, 193.2) Letter of Reprimand; Fine: $3,750
Reid, Harold Professional Behaviour (201.1, 217.1) Letter of Reprimand; Fine: $2,500
Sedor, Marcia Professional Behaviour (201.1, 217.1) Letter of Reprimand; Fine: $2,500
Williams, Ronald Competence; Objectivity; Integrity (202.1, 203.1, 204.2, 204.3, 206.1) Letter of Reprimand; Fine: $3,650; Permanently restricted from performing Assurance Engagements; Costs: $2,250
Williams, Ronald Professional Behaviour (104.1, 104.2) Letter of Reprimand; Fine: $1,100

 

2013 Decisions
Name of Registrant Conduct of Standard Penalty
Poppitt, Edward Integrity; Competence; Professional Behaviour (201.1, 202, 204.1, 206, 207) Letter of Reprimand; Fine: $30,000; Costs: $35,000

 

2012 Decisions
Name of Registrant Conduct of Standard Penalty
Horning, Lorne Charles Use of Designation (17(1)); Maintenance of Reputation of Profession (201.1) Letter of Reprimand; Fine: $5,500
Belser, James A. Criminal Conviction (s. 25) Expulsion; Publication on a named basis
Johnson, Clare Professional Behaviour (201.1) Letter of Reprimand; Fine: $1,500

 

2008 Decisions
Name of Registrant Conduct of Standard Penalty
Edwards, William Henry Professional Behaviour (201.1, 701, 702, 705) Letter of Reprimand; Suspension for 45 days; Provide evidence of professional liability insurance coverage within 45 days; Provide evidence of compliance with the Income Tax Act within 45 days; Costs: actual amount of hearing costs to a maximum of $5,000; Publication on a named basis; Expulsion for failure to comply with penalties ordered.

NOTE:

Before October 31, 2012, The Institute of Chartered Accountants of Saskatchewan (ICAS) only published the member's name when the Discipline Committee's order included a practice restriction, suspension or expulsion.

Effective October 31, 2012, ICAS began including the member's name in the summaries of discipline decisions, all of which were published in its newsletter, Horizons. For further information or to ask if a legacy CA has been found guilty of a disciplinary charge, please contact the Registrar.

Legacy CGA Disipline Decisions

2008 Decisions
Name of Registrant Conduct of Standard Penalty
Fast-Carlson, Danielle Criminal Conviction (s.29) Explusion

NOTE:

Historically the Association of Certified General Accountants of Saskatchewan did not publish discipline decisions or case summaries. For further information or to ask if a legacy CGA was ever found guilty of a disciplinary charge, please contact the Registrar.

Legacy CMA Discipline Decisions

The Society of Certified Management Accountants of Saskatchewan did not publish any information about disciplinary cases or any summaries of disciplinary decisions. For further information or to ask if a legacy CMA has been found guilty of a disciplinary charge, please contact the Registrar.